Through an exclusive partnership were able to offer the “paper-rich” shareholder a compliant and ethical securities-collateralized financing program, product and strategy that can be utilized by affiliates, non-affiliates and institutions alike, for the purposes of accessing the liquidity of their securities or hedging downside risk without the transfer of ownership.

Legitimally fulfills the non-recourse niche that is currently lacking in the Stock Lending Industry’s loan options. The unique difference between the our program and the industry’s standard financing structure is that the we allow shareholders to keep the stock entirely in their own names. This transaction is also fully compliant with all applicable bodies of law and is extremely effective at providing loans to both Affiliates and Non-Affiliates holding restricted securities pursuant to SEC Rule 144.

Another critical differential is pursuant to SEC Rule 144 that lenders today aren’t able to lift the legends on restricted securities (affiliates particularly) within a non-recourse environment upon a default (in other words the current transaction lacks “tacking”); however, our process will assure us such capability.

 (Note: Program is also effective for Free Trading shareholders)